Section 16 Filing Services

Simple, Fast Filings for Forms 3, 4, and 5

Section 16 filings don’t have to be complicated. Whether you’re a first-time insider or helping clients navigate SEC reporting requirements, ACN makes it easy to file Forms 3, 4, and 5 — without wrestling with EDGAR formatting or outdated systems.

Our team prepares and submits the filing for you, using clean templates and a quick, proven process. You stay focused on what matters — we handle the filing.

Contact us to get started.

“ACN Solutions has provided exceptional service to my company in the normal course and most importantly in time constrained and high stress situations.  Their deep knowledge of the regulatory rules and technological requirements of the filings they support is unrivaled.  Their product is easy to use and their client service is always available when needed.   I highly recommend the services of ACN Solutions to both large and small organizations.” - Linda, Managing Director & Chief Compliance Officer


What Are Forms 3, 4, and 5?

Section 16 of the Securities Exchange Act of 1934 requires certain insiders — including officers, directors, and large shareholders — to report transactions in company securities.

  • Form 3 is the initial ownership report

  • Form 4 is used to report changes in ownership

  • Form 5 is an annual report for certain transactions not reported earlier

For more background, see our Forms 3, 4, and 5 FAQ.

Our Process

We handle the preparation and submission so you don’t have to worry about EDGAR formatting or compliance errors. Here’s how it works:

1. You complete our template
We provide simple Word-based templates modeled after the official SEC forms for Forms 3, 4, and 5.

2. We create your filing
Our team uses your completed template to build a compliant filing and generate an HTML proof for review.

3. You review and approve
You’ll receive a clean copy of the report to approve before submission.

4. We submit to EDGAR
Once approved, we file the form electronically with the SEC and confirm successful acceptance.

✅ No EDGAR formatting or upload required on your end
✅ Fast turnaround — typically within 24 hours
✅ Helpful support if you have questions about the filing format

Who We Work With

While we’re happy to assist individual filers, our service is especially helpful to:

  • Law firms managing insider filings on behalf of clients

  • Compliance professionals handling multiple reporting insiders

  • Public companies that want an outsourced solution for Section 16 filings

Whether it’s a one-off Form 3 or a recurring need for Form 4s, we’re here to make it easy.

Ready to File?

We’ll take care of the EDGAR side. You stay focused on the reporting.

Contact us today to file your next Form 3, 4, or 5 with confidence.

“ACN has been our valuable partner in completing 13F filings for more than 10 years!  The ACN team goes above and beyond to help me with challenging data and troubleshooting errors that I find impossible to find and fix.  They are friendly, responsive and efficient.  When a new problem develops, their knowledge and experience are invaluable and meeting difficult deadlines becomes possible even in a pinch.  I would recommend them to anyone looking for exceptional service and results related to 13F and NPX filings.” - Director of Compliance at a National Consulting Firm


Disclaimer:
The information provided on this page is for general informational purposes only and does not constitute legal, compliance, or financial advice. ACN Solutions LLC is not a law firm, compliance advisor, or affiliated with the Securities and Exchange Commission (SEC). While we strive to provide accurate and timely guidance based on publicly available SEC resources, we do not speak on behalf of the SEC and are not authorized to interpret its rules or policies. Readers should consult their legal counsel or compliance professionals for specific guidance related to their regulatory obligations.